Job Opening

Junior Investment Advisor Associate

Job Title: Junior Investment Advisor Associate

Location: Los Angeles (Century City)

  • The successful candidate will develop the skills necessary to perform as an Investment Advisor Associate, including the following: Act as primary service related and administrative contact for high-net-worth investors and their professional advisors (CPA’S, business managers, attorneys).
  • Open new accounts and monitor progress.
  • Provide daily client service, including but not limited to, investing deposits, calculating withdrawals, handling cashiering needs, facilitating tax trading, charitable gifting, required minimum distributions,
    special requests, account re-registrations, cost basis step up, custom report creation, address changes, and account terminations.
  • Execute asset allocation changes based on Advisor recommendation and monitor progress.
  • Schedule Advisor-Client meetings and prepare portfolio review book materials.
  • Attend in house or off site meetings or events as requested by Advisor.
  • Maintain and update client files, CRM and other portfolio data, as needed.
  • Collaborate with management to improve practices and procedures.

Education: Undergraduate degree

  • Some exposure and demonstrated interest in the financial markets in a classroom or internship setting
  • Strong interest in learning about capital markets and financial services
  • Excellent verbal and written communication skills.
  • Strong interpersonal, organizational and quantitative skills.
  • Strong attention to detail, math aptitude, and the ability to multi-task.
  • Strong client service mind-frame.
  • Independent, self-starter, possessing initiative, drive, composure and enthusiasm.
  • Proficiency in Excel and Word.